Form 4 for MBUU MALIBU BOATS, INC.
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-11 · accession 0001590976-21-000119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-12 | 2021-11-11+ | MBUU | Anderson Ritchie L. | COO | S - Sale+OE | $71.98 | -1,961 | 26.0K | -7% | -$141.2K |
| DM | 2021-11-12 | 2021-11-11+ | MBUU | Anderson Ritchie L. | COO | M - OptEx | $42.13 | +1,961 | 27.0K | +8% | +$82.6K |
| DM | 2021-11-12 | 2021-11-11+ | MBUU | Anderson Ritchie L. | COO | M - OptEx | $0.00 | -1,961 | 3,125 | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-12 | S | D | 1,000 | $71.21 | 26,032 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.07 to $71.85, inclusive. (F1) As of the filing date hereof, includes 1,500 shares of restricted stock vesting on November 6, 2022, 3,417 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2022, 4,326 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2022 and 4,310 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2022. |
| 2 | Common | Class A Common Stock | 2021-11-12 | M | A | 1,000 | $42.13 | 27,032 | D | — | — | (F1) As of the filing date hereof, includes 1,500 shares of restricted stock vesting on November 6, 2022, 3,417 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2022, 4,326 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2022 and 4,310 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2022. |
| 3 | Common | Class A Common Stock | 2021-11-11 | S | D | 961 | $72.78 | 26,032 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.69 to $72.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). (F1) As of the filing date hereof, includes 1,500 shares of restricted stock vesting on November 6, 2022, 3,417 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2022, 4,326 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2022 and 4,310 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2022. |
| 4 | Common | Class A Common Stock | 2021-11-11 | M | A | 961 | $42.13 | 26,993 | D | — | — | (F1) As of the filing date hereof, includes 1,500 shares of restricted stock vesting on November 6, 2022, 3,417 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2022, 4,326 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2022 and 4,310 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2022. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-11-11 | M | D | 961 | $0.00 | 4,125 | D | $42.13 · — to 2024-08-21 | 961 Class A Common Stock | (F4) The initial options to purchase 12,500 shares vest in four equal installments beginning on August 22, 2019. As of the filing date hereof, options to purchase 9,375 had fully vested and options for those shares have been fully exercised, including the exercise of options shown above. The remaining options to purchase 3,125 shares will vest on August 22, 2022. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-11-12 | M | D | 1,000 | $0.00 | 3,125 | D | $42.13 · — to 2024-08-21 | 1,000 Class A Common Stock | (F4) The initial options to purchase 12,500 shares vest in four equal installments beginning on August 22, 2019. As of the filing date hereof, options to purchase 9,375 had fully vested and options for those shares have been fully exercised, including the exercise of options shown above. The remaining options to purchase 3,125 shares will vest on August 22, 2022. |