Form 4 for VIRT Virtu Financial, Inc.
Accepted 2023-08-14 00:00:00 ET · period of report 2023-08-12 · accession 0001592386-23-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-14 | 2023-08-12 | VIRT | Galvin Sean | CFO | M - OptEx | — | +4,412 | 31.5K | +16% | — |
| D | 2023-08-14 | 2023-08-12 | VIRT | Galvin Sean | CFO | F - Tax | — | -1,763 | 29.8K | -6% | — |
| D | 2023-08-14 | 2023-08-12 | VIRT | Galvin Sean | CFO | M - OptEx | $0.00 | -4,412 | 44.6K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2023-08-12 | M | A | 4,412 | — | 31,536 | D | — | — | (F1) Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. |
| 2 | Common | Class A common stock | 2023-08-12 | F | D | 1,763 | — | 29,773 | D | — | — | (F2) Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan |
| 3 | Derivative | Restricted Stock Unit | 2023-08-12 | M | D | 4,412 | $0.00 | 44,571 | D | — · — to — | 4,412 Class A common stock | (F3) Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. (F4) The RSUs vested on August 12, 2023. |