Form 4 for CAPR CAPRICOR THERAPEUTICS, INC.
Accepted 2026-06-24 20:00:07 ET · period of report 2026-06-22 · accession 0001593087-26-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-06-24 20:00 | 2026-06-22+ | CAPR | Bergmann Anthony | CFO | M - OptEx | $3.18 | +900 | 11.6K | +8% | +$2,862 |
| DM | 2026-06-24 20:00 | 2026-06-22+ | CAPR | Bergmann Anthony | CFO | S - Sale+OE | $30.00 | -900 | 11.2K | -7% | -$27.0K |
| DM | 2026-06-24 20:00 | 2026-06-22+ | CAPR | Bergmann Anthony | CFO | M - OptEx | $0.00 | -900 | 116.1K | -0.8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-22 | M | A | 500 | $3.18 | 11,723 | D | — | — | |
| 2 | Common | Common Stock | 2026-06-22 | S | D | 500 | $30.00 | 11,223 | D | — | — | (F1) Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 3 | Common | Common Stock | 2026-06-24 | M | A | 400 | $3.18 | 11,623 | D | — | — | |
| 4 | Common | Common Stock | 2026-06-24 | S | D | 400 | $30.00 | 11,223 | D | — | — | (F1) Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 5 | Derivative | Stock Option (Right to Buy) | 2026-06-22 | M | D | 500 | $0.00 | 116,480 | D | $3.18 · — to 2032-01-03 | 500 Common Stock | (F2) Shares vested 1/48th on the first day of each month commencing February 1, 2022. |
| 6 | Derivative | Stock Option (Right to Buy) | 2026-06-24 | M | D | 400 | $0.00 | 116,080 | D | $3.18 · — to 2032-01-03 | 400 Common Stock | (F2) Shares vested 1/48th on the first day of each month commencing February 1, 2022. |