Form 4 for SMTC SEMTECH CORP
Accepted 2021-07-14 00:00:00 ET · period of report 2021-07-13 · accession 0001593968-21-001840 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-14 | 2021-07-13 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | S - Sale+OE | $65.18 | -20.0K | 209.2K | -9% | -$1.30M |
| D | 2021-07-14 | 2021-07-13 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | M - OptEx | $17.51 | +20.0K | 229.2K | +10% | +$350.2K |
| D | 2021-07-14 | 2021-07-13 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | M - OptEx | $0.00 | -20.0K | 70.0K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-13 | S | D | 5 | $65.64 | 229,205 | D | — | — | (F1) This price represents the weighted average of these sales. The prices ranged from $65.6300 to $65.6500. Price and share details are available upon request. |
| 2 | Common | Common Stock | 2021-07-13 | M | A | 20,000 | $17.51 | 229,210 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-13 | S | D | 19,995 | $65.18 | 209,210 | D | — | — | (F2) This price represents the weighted average of these sales. The prices ranged from $64.6250 to $65.6200. Price and share details are available upon request. |
| 4 | Derivative | Option (right to buy) | 2021-07-13 | M | D | 20,000 | $0.00 | 70,000 | D | $17.51 · 2017-02-23 to 2022-02-23 | 20,000 SMTC |