Form 4 for SMTC SEMTECH CORP
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-14 · accession 0001593968-21-001846 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-16 | 2021-07-14 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | M - OptEx | $17.51 | +30.0K | 239.2K | +14% | +$525.3K |
| DM | 2021-07-16 | 2021-07-14 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | S - Sale+OE | $64.94 | -30.0K | 209.2K | -13% | -$1.95M |
| D | 2021-07-16 | 2021-07-14 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | M - OptEx | $0.00 | -30.0K | 40.0K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-14 | M | A | 30,000 | $17.51 | 239,210 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-14 | S | D | 26,562 | $64.82 | 212,648 | D | — | — | (F1) This price represents the weighted average of these sales. The prices ranged from $64.3300 to $65.3299. Price and share details are available upon request. |
| 3 | Common | Common Stock | 2021-07-14 | S | D | 3,391 | $65.84 | 209,257 | D | — | — | (F2) This price represents the weighted average of these sales. The prices ranged from $65.3300 to 66.3299. Price and share details are available upon request. |
| 4 | Common | Common Stock | 2021-07-14 | S | D | 47 | $66.68 | 209,210 | D | — | — | (F3) This price represents the weighted average of these sales. The prices ranged from $66.3300 to $66.6800. Price and share details are available upon request. |
| 5 | Derivative | Option (right to buy) | 2021-07-14 | M | D | 30,000 | $0.00 | 40,000 | D | $17.51 · 2017-02-23 to 2022-02-23 | 30,000 SMTC |