Form 4 for SMTC SEMTECH CORP
Accepted 2021-07-19 00:00:00 ET · period of report 2021-07-16 · accession 0001593968-21-001857 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-19 | 2021-07-16 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | S - Sale+OE | $62.19 | -20.0K | 209.2K | -9% | -$1.24M |
| D | 2021-07-19 | 2021-07-16 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | M - OptEx | $17.51 | +20.0K | 229.2K | +10% | +$350.2K |
| D | 2021-07-19 | 2021-07-16 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-16 | S | D | 19,106 | $62.17 | 210,104 | D | — | — | (F1) This price represents the weighted average of these sales. The prices ranged from $61.4500 to $62.4450. Price and share details are available upon request. |
| 2 | Common | Common Stock | 2021-07-16 | M | A | 20,000 | $17.51 | 229,210 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-16 | S | D | 894 | $62.57 | 209,210 | D | — | — | (F2) This price represents the weighted average of these sales. The prices ranged from $62.4600 to $62.6900. Price and share details are available upon request. |
| 4 | Derivative | Option (right to buy) | 2021-07-16 | M | D | 20,000 | $0.00 | 0 | D | $17.51 · 2017-02-23 to 2022-02-23 | 20,000 SMTC |