Form 4 for SMTC SEMTECH CORP
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-21 · accession 0001593968-21-002009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-24 | 2021-08-21+ | SMTC | Rayabhari Madhusudhan | VP, GM | M - OptEx | $0.00 | +2,500 | 12.1K | +26% | $0 |
| DM | 2021-08-24 | 2021-08-21+ | SMTC | Rayabhari Madhusudhan | VP, GM | F - Tax | $63.40 | -866 | 11.6K | -7% | -$54.9K |
| DM | 2021-08-24 | 2021-08-21+ | SMTC | Rayabhari Madhusudhan | VP, GM | M - OptEx | $0.00 | -2,500 | 2,500 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-22 | M | A | 1,250 | $0.00 | 12,894 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-22 | F | D | 433 | $63.40 | 12,461 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-21 | F | D | 433 | $63.40 | 11,644 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-21 | M | A | 1,250 | $0.00 | 12,077 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2021-08-22 | M | D | 1,250 | $0.00 | 1,250 | D | — · — to — | 1,250 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in four annual installments beginning on August 22, 2019. |
| 6 | Derivative | Restricted Stock Unit | 2021-08-21 | M | D | 1,250 | $0.00 | 2,500 | D | — · — to — | 1,250 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F3) This grant vests in four annual installments beginning on August 21, 2020. |