Form 4 for SMTC SEMTECH CORP
Accepted 2021-09-14 00:00:00 ET · period of report 2021-09-14 · accession 0001593968-21-002126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-14 | 2021-09-14 | SMTC | Li Ye Jane | Dir | S - Sale+OE | $76.35 | -6,749 | 6,570 | -51% | -$515.3K |
| D | 2021-09-14 | 2021-09-14 | SMTC | Li Ye Jane | Dir | M - OptEx | $18.50 | +6,749 | 13.3K | +103% | +$124.9K |
| D | 2021-09-14 | 2021-09-14 | SMTC | Li Ye Jane | Dir | M - OptEx | $0.00 | -6,749 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-14 | S | D | 6,749 | $76.35 | 6,570 | D | — | — | (F1) This price represents the weighted average of these sales. The prices ranged from $76.3410 to $76.3600. Price and share details are available upon request. |
| 2 | Common | Common Stock | 2021-09-14 | M | A | 6,749 | $18.50 | 13,319 | D | — | — | |
| 3 | Derivative | Option (right to buy) | 2021-09-14 | M | D | 6,749 | $0.00 | 0 | D | $18.50 · 2017-02-25 to 2022-02-25 | 6,749 SMTC |