Form 4 for AMTX AEMETIS, INC
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0001593968-21-002138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-15+ | AMTX | Gupta Sanjeev | EVP, MD | F - Tax | $13.76 | -21.0K | 124.6K | -14% | -$289.5K |
| DM | 2021-09-17 | 2021-09-15+ | AMTX | Gupta Sanjeev | EVP, MD | S - Sale+OE | $14.34 | -174.5K | 13.0K | -93% | -$2.50M |
| DM | 2021-09-17 | 2021-09-15+ | AMTX | Gupta Sanjeev | EVP, MD | M - OptEx | $1.57 | +184.8K | 70.9K | New | +$289.5K |
| DM | 2021-09-17 | 2021-09-15+ | AMTX | Gupta Sanjeev | EVP, MD | M - OptEx | $0.00 | -184.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-16 | F | D | 12,122 | $14.19 | 100,892 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-16 | S | D | 23,751 | $14.37 | 100,892 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-16 | S | D | 12,871 | $14.37 | 143 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-16 | S | D | 87,878 | $14.37 | 13,014 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-16 | M | A | 100,000 | $1.72 | 113,014 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-16 | M | A | 24,800 | $0.6 | 125,692 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-15 | M | A | 60,000 | $1.71 | 70,889 | D | — | — | |
| 8 | Common | Common Stock | 2021-09-15 | F | D | 7,875 | $13.03 | 63,014 | D | — | — | |
| 9 | Common | Common Stock | 2021-09-15 | S | D | 50,000 | $14.25 | 13,014 | D | — | — | (F1) The Reporting Person beneficially owned 10,889 shares of the Company before 9/15/2021 issuance. 2,125 shares were held from the 9/15/2021 issuance. As of the date of this filing, the Reporting Person beneficially owned 13,014 shares of the Company. |
| 10 | Common | Common Stock | 2021-09-16 | F | D | 1,049 | $14.19 | 124,643 | D | — | — | |
| 11 | Derivative | Option (right to buy) | 2021-09-15 | M | D | 60,000 | $0.00 | 0 | D | $1.71 · 2019-05-17 to 2023-05-17 | 60,000 Common stock and Series B Preferred | |
| 12 | Derivative | Option (right to buy) | 2021-09-16 | M | D | 24,800 | $0.00 | 0 | D | $0.6 · 2020-06-28 to 2030-03-28 | 24,800 Common stock and Series B Preferred | |
| 13 | Derivative | Option (right to buy) | 2021-09-16 | M | D | 100,000 | $0.00 | 0 | D | $1.72 · 2017-04-19 to 2027-01-19 | 100,000 Common stock and Series B Preferred |