Form 4 for AMTX AEMETIS, INC
Accepted 2021-09-17 00:00:00 ET · period of report 2021-01-26 · accession 0001593968-21-002151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-17 | 2021-01-26+ | AMTX | BARTON FRANCIS P | Dir | S - Sale | $12.29 | -110.0K | 13.5K | -89% | -$1.35M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-02-16 | S | D | 10,000 | $9.00 | 13,452 | D | — | — | (F2) The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant. |
| 2 | Common | Common Stock | 2021-02-16 | S | D | 10,000 | $9.00 | 13,452 | D | — | — | (F3) The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 11/16/2017 grant. |
| 3 | Common | Common Stock | 2021-02-25 | S | D | 20,000 | $10.00 | 13,452 | D | — | — | (F2) The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant. |
| 4 | Common | Common Stock | 2021-01-26 | S | D | 20,000 | $9.10 | 13,452 | D | — | — | (F5) The Reporting person sold the 10000 shares acquired in 2015 through RSA issuances by the Company and 10000 acquired on sale date through by paying cash for the option cost of the grant 11/16/2017. (F6) As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 23,452 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s except for 10,000 on 1/26/2021 sale. |
| 5 | Common | Common Stock | 2021-03-02 | S | D | 10,000 | $15.00 | 13,452 | D | — | — | (F2) The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant. |
| 6 | Common | Common Stock | 2021-03-12 | S | D | 20,000 | $20.00 | 13,452 | D | — | — | (F4) The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/8/2019 grant. |
| 7 | Common | Common Stock | 2021-03-01 | S | D | 20,000 | $12.00 | 13,452 | D | — | — | (F2) The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant. |