Form 4 for AMTX AEMETIS, INC
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-02 · accession 0001593968-21-002359 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-03 | 2021-11-02+ | AMTX | BARTON FRANCIS P | Dir | M - OptEx | $2.54 | +20.0K | 33.5K | +149% | +$50.8K |
| DM | 2021-11-03 | 2021-11-02+ | AMTX | BARTON FRANCIS P | Dir | S - Sale+OE | $21.12 | -20.0K | 13.5K | -60% | -$422.5K |
| DM | 2021-11-03 | 2021-11-02+ | AMTX | BARTON FRANCIS P | Dir | M - OptEx | $0.00 | -20.0K | 31.0K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-02 | M | A | 9,445 | $2.54 | 22,897 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-03 | M | A | 10,555 | $2.54 | 33,452 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-02 | S | D | 9,445 | $21.13 | 24,007 | D | — | — | (F2) As of the date of the filing of this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock. |
| 4 | Common | Common Stock | 2021-11-03 | S | D | 10,555 | $21.12 | 13,452 | D | — | — | (F2) As of the date of the filing of this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock. |
| 5 | Derivative | Option (right to buy) | 2021-11-02 | M | D | 9,445 | $0.00 | 41,555 | D | $2.54 · 2016-05-20 to 2026-05-21 | 9,445 Common stock and Series B Preferred | (F3) 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years. |
| 6 | Derivative | Option (right to buy) | 2021-11-03 | M | D | 10,555 | $0.00 | 31,000 | D | $2.54 · 2016-05-20 to 2026-05-21 | 10,555 Common stock and Series B Preferred | (F3) 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years. |