Form 4 for SMTC SEMTECH CORP
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-18 · accession 0001593968-21-002415 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-18 | SMTC | Powell Norris B | SVP, CHRO | M - OptEx | $0.00 | +6,250 | 6,250 | New | $0 |
| D | 2021-11-18 | 2021-11-18 | SMTC | Powell Norris B | SVP, CHRO | F - Tax | $90.66 | -1,959 | 4,291 | -31% | -$177.6K |
| D | 2021-11-18 | 2021-11-18 | SMTC | Powell Norris B | SVP, CHRO | M - OptEx | $0.00 | -6,250 | 18.8K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-18 | M | A | 6,250 | $0.00 | 6,250 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-18 | F | D | 1,959 | $90.66 | 4,291 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2021-11-18 | M | D | 6,250 | $0.00 | 18,750 | D | — · — to — | 6,250 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in four annual installments beginning on November 18, 2021. (F3) This grant vests in four annual installments beginning on November 18, 2021. |