Form 4 for SMTC SEMTECH CORP
Accepted 2022-01-10 00:00:00 ET · period of report 2022-01-07 · accession 0001593968-22-000184 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-10 | 2022-01-07 | SMTC | CHUKWU EMEKA | EVP, CFO | M - OptEx | $17.51 | +3,750 | 103.4K | +4% | +$65.7K |
| DM | 2022-01-10 | 2022-01-07 | SMTC | CHUKWU EMEKA | EVP, CFO | S - Sale+OE | $81.91 | -3,750 | 100.5K | -4% | -$307.1K |
| D | 2022-01-10 | 2022-01-07 | SMTC | CHUKWU EMEKA | EVP, CFO | M - OptEx | $0.00 | -3,750 | 11.2K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-07 | M | A | 3,750 | $17.51 | 103,439 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-07 | S | D | 1,800 | $80.76 | 101,639 | D | — | — | (F1) This price represents the weighted average of these sales. The prices ranged from $80.47 to $80.985. Price and share details are available upon request. |
| 3 | Common | Common Stock | 2022-01-07 | S | D | 185 | $85.67 | 99,689 | D | — | — | (F5) This price represents the weighted average of these sales. The prices ranged from $85.52 to $85.78. Price and share details are available upon request. |
| 4 | Common | Common Stock | 2022-01-07 | S | D | 303 | $83.34 | 100,185 | D | — | — | (F3) This price represents the weighted average of these sales. The prices ranged from $82.715 to $83.66. Price and share details are available upon request. |
| 5 | Common | Common Stock | 2022-01-07 | S | D | 311 | $84.89 | 99,874 | D | — | — | (F4) This price represents the weighted average of these sales. The prices ranged from $84.425 to $85.25. Price and share details are available upon request. |
| 6 | Common | Common Stock | 2022-01-07 | S | D | 1,151 | $81.91 | 100,488 | D | — | — | (F2) This price represents the weighted average of these sales. The prices ranged from $81.54 to $82.4975. Price and share details are available upon request. |
| 7 | Derivative | Stock Option (right to buy) | 2022-01-07 | M | D | 3,750 | $0.00 | 11,250 | D | $17.51 · 2017-02-23 to 2022-02-23 | 3,750 Common Stock |