Form 4 for SMTC SEMTECH CORP
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-05 · accession 0001593968-22-000694 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-08 | 2022-03-05+ | SMTC | Fulton Alistair | VP, GM | M - OptEx | $0.00 | +7,084 | 15.0K | +90% | $0 |
| DM | 2022-03-08 | 2022-03-05+ | SMTC | Fulton Alistair | VP, GM | F - Tax | $64.67 | -2,450 | 13.8K | -15% | -$158.4K |
| DM | 2022-03-08 | 2022-03-05+ | SMTC | Fulton Alistair | VP, GM | M - OptEx | $0.00 | -7,084 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-06 | M | A | 3,750 | $0.00 | 17,555 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-05 | M | A | 3,334 | $0.00 | 14,958 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-06 | F | D | 1,297 | $64.67 | 16,258 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-05 | F | D | 1,153 | $64.67 | 13,805 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2022-03-05 | M | D | 3,334 | $0.00 | 0 | D | — · — to — | 3,334 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F3) This grant vests in three annual installments beginning on March 5, 2020. |
| 6 | Derivative | Restricted Stock Unit | 2022-03-06 | M | D | 3,750 | $0.00 | 0 | D | — · — to — | 3,750 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in four annual installments beginning on March 6, 2019. |