Form 4 for SMTC SEMTECH CORP
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-18 · accession 0001593968-22-001627 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-21 | 2022-11-18 | SMTC | Powell Norris B | SVP, CHRO | M - OptEx | $0.00 | +6,250 | 6,250 | New | $0 |
| D | 2022-11-21 | 2022-11-18 | SMTC | Powell Norris B | SVP, CHRO | F - Tax | $29.41 | -1,959 | 4,291 | -31% | -$57.6K |
| D | 2022-11-21 | 2022-11-18 | SMTC | Powell Norris B | SVP, CHRO | M - OptEx | $0.00 | -6,250 | 12.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-18 | M | A | 6,250 | $0.00 | 6,250 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-18 | F | D | 1,959 | $29.41 | 4,291 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-11-18 | M | D | 6,250 | $0.00 | 12,500 | D | — · — to — | 6,250 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in four annual installments beginning on November 18, 2021. |