Form 4 for SMTC SEMTECH CORP
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-05 · accession 0001593968-23-000432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-05 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | M - OptEx | $0.00 | +17.5K | 170.5K | +11% | $0 |
| D | 2023-03-07 | 2023-03-05 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | F - Tax | $31.68 | -6,071 | 164.5K | -4% | -$192.3K |
| D | 2023-03-07 | 2023-03-05 | SMTC | MAHESWARAN MOHAN | Pres, CEO, Dir | M - OptEx | $0.00 | -17.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-05 | M | A | 17,500 | $0.00 | 170,523 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-05 | F | D | 6,071 | $31.68 | 164,452 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-03-05 | M | D | 17,500 | $0.00 | 0 | D | — · — to — | 17,500 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in four annual installments beginning on March 5, 2020. |