Form 4 for SMTC SEMTECH CORP
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-08 · accession 0001593968-23-000464 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-10 | 2023-03-08+ | SMTC | Ammann Charles B. | EVP | M - OptEx | $0.00 | +6,873 | 15.5K | +79% | $0 |
| DM | 2023-03-10 | 2023-03-08+ | SMTC | Ammann Charles B. | EVP | F - Tax | $30.41 | -2,378 | 13.2K | -15% | -$72.3K |
| DM | 2023-03-10 | 2023-03-08+ | SMTC | Ammann Charles B. | EVP | M - OptEx | $0.00 | -6,873 | 2,348 | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-08 | M | A | 4,526 | $0.00 | 14,748 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-09 | F | D | 812 | $30.81 | 14,717 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-09 | M | A | 2,347 | $0.00 | 15,529 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-08 | F | D | 1,566 | $30.21 | 13,182 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2023-03-08 | M | D | 4,526 | $0.00 | 9,052 | D | — · — to — | 4,526 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F3) This grant vests in three annual installments beginning on March 8, 2023. |
| 6 | Derivative | Restricted Stock Unit | 2023-03-09 | M | D | 2,347 | $0.00 | 2,348 | D | — · — to — | 2,347 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in three annual installments beginning on March 9, 2022. |