Form 4 for SMTC SEMTECH CORP
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-08 · accession 0001593968-23-000465 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-10 | 2023-03-08+ | SMTC | WILSON JOHN MICHAEL | EVP | M - OptEx | $0.00 | +7,077 | 24.7K | +40% | $0 |
| DM | 2023-03-10 | 2023-03-08+ | SMTC | WILSON JOHN MICHAEL | EVP | F - Tax | $30.45 | -2,449 | 21.9K | -10% | -$74.6K |
| DM | 2023-03-10 | 2023-03-08+ | SMTC | WILSON JOHN MICHAEL | EVP | M - OptEx | $0.00 | -7,077 | 2,817 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-08 | M | A | 4,260 | $0.00 | 23,389 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-09 | F | D | 975 | $30.81 | 23,757 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-09 | M | A | 2,817 | $0.00 | 24,732 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-08 | F | D | 1,474 | $30.21 | 21,915 | D | — | — | |
| 5 | Derivative | Market-based RSU | 2023-03-08 | M | D | 4,260 | $0.00 | 8,520 | D | — · — to — | 4,260 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in three annual installments beginning on March 8, 2023. |
| 6 | Derivative | Restricted Stock Unit | 2023-03-09 | M | D | 2,817 | $0.00 | 2,817 | D | — · — to — | 2,817 SMTC | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F3) This grant vests in three annual installments beginning on March 9, 2022. |