Form 4 for AMTX AEMETIS, INC
Accepted 2023-06-20 00:00:00 ET · period of report 2023-06-15 · accession 0001593968-23-001027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-20 | 2023-06-15 | AMTX | BLOCK JOHN R | Dir | M - OptEx | $3.01 | +60.0K | 50.2K | New | +$180.4K |
| DM | 2023-06-20 | 2023-06-15 | AMTX | BLOCK JOHN R | Dir | F - Tax | $6.84 | -26.4K | 46.4K | -36% | -$180.4K |
| D | 2023-06-20 | 2023-06-16 | AMTX | BLOCK JOHN R | Dir | S - Sale+OE | $6.30 | -19.2K | 27.2K | -41% | -$121.0K |
| DM | 2023-06-20 | 2023-06-15 | AMTX | BLOCK JOHN R | Dir | M - OptEx | $0.00 | -60.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-15 | M | A | 50,000 | $3.09 | 77,169 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-15 | F | D | 22,588 | $6.84 | 54,581 | D | — | — | (F3) Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the option by the reporting person. |
| 3 | Common | Common Stock | 2023-06-16 | S | D | 19,205 | $6.30 | 27,169 | D | — | — | (F2) Price reflects weighted average sales price; actual sales prices ranged from $6.2 to $6.35. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price. |
| 4 | Common | Common Stock | 2023-06-15 | F | D | 3,787 | $6.84 | 46,374 | D | — | — | (F1) Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the warrant by the reporting person. |
| 5 | Common | Common Stock | 2023-06-15 | M | A | 10,000 | $2.59 | 50,161 | D | — | — | |
| 6 | Derivative | Warrant (right to buy) | 2023-06-15 | M | D | 10,000 | $0.00 | 0 | D | $2.59 · 2015-12-11 to 2025-12-10 | 10,000 Common stock and Series B Preferred | |
| 7 | Derivative | Option (right to buy) | 2023-06-15 | M | D | 50,000 | $0.00 | 0 | D | $3.09 · 2021-01-08 to 2031-01-07 | 50,000 Common stock and Series B Preferred |