Form 4 for SMTC SEMTECH CORP
Accepted 2023-10-03 00:00:00 ET · period of report 2023-10-01 · accession 0001593968-23-001360 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-03 | 2023-10-01 | SMTC | Pickle Paul H | Pres, CEO, Dir | M - OptEx | $25.75 | +10.3K | 10.3K | New | +$265.3K |
| D | 2023-10-03 | 2023-10-01 | SMTC | Pickle Paul H | Pres, CEO, Dir | F - Tax | $25.75 | -3,550 | 6,754 | -34% | -$91.4K |
| D | 2023-10-03 | 2023-10-01 | SMTC | Pickle Paul H | Pres, CEO, Dir | M - OptEx | $0.00 | -10.3K | 113.3K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-01 | M | A | 10,304 | $25.75 | 10,304 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-01 | F | D | 3,550 | $25.75 | 6,754 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-10-01 | M | D | 10,304 | $0.00 | 113,348 | D | — · — to — | 10,304 Common Stock | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in twelve quarterly installments beginning on October 1, 2023. |