Form 4 for ALLO Allogene Therapeutics, Inc.
Accepted 2024-01-31 00:00:00 ET · period of report 2024-01-25 · accession 0001593968-24-000192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-31 | 2024-01-25 | ALLO | Chang David D | Pres, CEO, Dir | A - Grant | $0.00 | +317.8K | 4.51M | +8% | $0 |
| D | 2024-01-31 | 2024-01-25 | ALLO | Chang David D | Pres, CEO, Dir | A - Grant | $0.00 | +1.12M | 1.12M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-25 | A | A | 317,800 | $0.00 | 4,513,203 | D | — | — | (F1) Includes 1492 shares of the Issuer's common stock acquired by the reporting person on September 15,2023 pursuant to an employee stock purchase program. |
| 2 | Derivative | Stock Option (Right to buy) | 2024-01-25 | A | A | 1,123,535 | $0.00 | 1,123,535 | D | $3.20 · — to 2034-01-25 | 1,123,535 Common Stock | (F5) 1/3 of the shares subject to the stock option shall vest on January 25, 2025, and the remaining shares shall vest in 24 equal monthly installments thereafter. |