Form 4 for CALM CAL-MAINE FOODS INC
Accepted 2025-04-16 00:00:00 ET · period of report 2025-04-14 · accession 0001593968-25-000498 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-16 | 2025-04-14 | CALM | BAKER ADOLPHUS B | Board COB, Dir, 10% | C - Cnv Deriv | — | +1.31M | 1.46M | +873% | — |
| DI | 2025-04-16 | 2025-04-14 | CALM | BAKER ADOLPHUS B | Board COB, Dir, 10% | J - Other | $0.00 | -4.58M | 0 | -100% | $0 |
| DI | 2025-04-16 | 2025-04-14 | CALM | BAKER ADOLPHUS B | Board COB, Dir, 10% | C - Cnv Deriv | — | +3.49M | 4.58M | +321% | — |
| DI | 2025-04-16 | 2025-04-14 | CALM | BAKER ADOLPHUS B | Board COB, Dir, 10% | C - Cnv Deriv | $0.00 | -3.49M | 0 | -100% | $0 |
| D | 2025-04-16 | 2025-04-14 | CALM | BAKER ADOLPHUS B | Board COB, Dir, 10% | C - Cnv Deriv | $0.00 | -1.31M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-14 | C | A | 1,309,245 | — | 1,459,300 | D By DLNL, LLC, a family LLC | — | — | (F4) The Class A Common Stock was convertible into an equal number of shares of Common Stock at any time, at the holder's election, and had no expiration date. The conversions of the Class A Common Stock and issuances of Common Stock by the issuer pursuant to the conversions were approved by a Special Committee of the Board of Directors of the issuer and by the Board of Directors of the issuer. For more information regarding the conversions of the Class A Common Stock, see the Schedule 13D/A Amendment No. 8 filed by DLNL, LLC and its members with the Securities and Exchange Commission (the "SEC") on April 16, 2025. (F5) As the managing member of DLNL, LLC, Mr. Baker has included all shares of Common Stock and Class A Common Stock held by DLNL, LLC in his Section 16 filings. However, Mr. Baker disclaims beneficial ownership of all issuer securities held or once held by DLNL, LLC, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that he is the beneficial owner for purposes of Section 16 or any other purpose. |
| 2 | Common | Common Stock | 2025-04-14 | J | D | 4,578,711 | $0.00 | 0 | I | — | — | |
| 3 | Common | Common Stock | 2025-04-14 | C | A | 3,490,755 | — | 4,578,711 | I By DLNL, LLC, a family LLC | — | — | (F4) The Class A Common Stock was convertible into an equal number of shares of Common Stock at any time, at the holder's election, and had no expiration date. The conversions of the Class A Common Stock and issuances of Common Stock by the issuer pursuant to the conversions were approved by a Special Committee of the Board of Directors of the issuer and by the Board of Directors of the issuer. For more information regarding the conversions of the Class A Common Stock, see the Schedule 13D/A Amendment No. 8 filed by DLNL, LLC and its members with the Securities and Exchange Commission (the "SEC") on April 16, 2025. (F6) Represents 4,578,711 shares of Common Stock transferred to the members of DLNL, LLC, other than Mr. Baker, upon their redemption of their membership interests in DLNL, LLC, in exchange for the shares, which consisted of the 3,490,755 shares of Common Stock received by DLNL, LLC upon conversion of the Class A Common Stock and 1,087,956 shares of Common Stock already held by DLNL, LLC. After such redemptions, DLNL, LLC no longer holds any equity interests in the issuer. (F5) As the managing member of DLNL, LLC, Mr. Baker has included all shares of Common Stock and Class A Common Stock held by DLNL, LLC in his Section 16 filings. However, Mr. Baker disclaims beneficial ownership of all issuer securities held or once held by DLNL, LLC, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that he is the beneficial owner for purposes of Section 16 or any other purpose. |
| 4 | Derivative | Class A Common Stock | 2025-04-14 | C | D | 3,490,755 | $0.00 | 0 | I | — · — to — | 3,490,755 Common Stock | (F4) The Class A Common Stock was convertible into an equal number of shares of Common Stock at any time, at the holder's election, and had no expiration date. The conversions of the Class A Common Stock and issuances of Common Stock by the issuer pursuant to the conversions were approved by a Special Committee of the Board of Directors of the issuer and by the Board of Directors of the issuer. For more information regarding the conversions of the Class A Common Stock, see the Schedule 13D/A Amendment No. 8 filed by DLNL, LLC and its members with the Securities and Exchange Commission (the "SEC") on April 16, 2025. |
| 5 | Derivative | Class A Common Stock | 2025-04-14 | C | D | 1,309,245 | $0.00 | 0 | D By DLNL, LLC, a family LLC | — · — to — | 1,309,245 Common Stock | (F10) Represents the transfer of 1,309,245 shares of Class A Common Stock to Mr. Baker upon his redemption of his related membership interests in DLNL, LLC. See footnote (2). (F5) As the managing member of DLNL, LLC, Mr. Baker has included all shares of Common Stock and Class A Common Stock held by DLNL, LLC in his Section 16 filings. However, Mr. Baker disclaims beneficial ownership of all issuer securities held or once held by DLNL, LLC, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that he is the beneficial owner for purposes of Section 16 or any other purpose. (F4) The Class A Common Stock was convertible into an equal number of shares of Common Stock at any time, at the holder's election, and had no expiration date. The conversions of the Class A Common Stock and issuances of Common Stock by the issuer pursuant to the conversions were approved by a Special Committee of the Board of Directors of the issuer and by the Board of Directors of the issuer. For more information regarding the conversions of the Class A Common Stock, see the Schedule 13D/A Amendment No. 8 filed by DLNL, LLC and its members with the Securities and Exchange Commission (the "SEC") on April 16, 2025. |