Form 4 for OPY OPPENHEIMER HOLDINGS INC
Accepted 2024-02-01 00:00:00 ET · period of report 2024-01-30 · accession 0001594628-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-01 | 2024-01-30 | OPY | Lowenthal Robert S | Dir | J - Other | — | +11.3K | 74.8K | +18% | — |
| D | 2024-02-01 | 2024-01-30 | OPY | Lowenthal Robert S | Dir | J - Other | — | -18.9K | 203.5K | -8% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A non-voting common stock | 2024-01-30 | J | A | 11,257 | — | 74,795 | D | — | — | (F1) The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. |
| 2 | Derivative | Restricted Class A non-voting common stock | 2024-01-30 | J | D | 18,868 | — | 203,500 | D | — · — to — | 18,868 Class A non-voting common stock | (F1) The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. |