Form 4 for LXFR LUXFER HOLDINGS PLC
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-13 · accession 0001594767-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-15 | 2022-03-13+ | LXFR | Maskara Alok | CEO, Dir | M - OptEx | — | +19.4K | 255.6K | +8% | — |
| DM | 2022-03-15 | 2022-03-13+ | LXFR | Maskara Alok | CEO, Dir | F - Tax | $19.51 | -9,663 | 254.1K | -4% | -$188.5K |
| DM | 2022-03-15 | 2022-03-13+ | LXFR | Maskara Alok | CEO, Dir | M - OptEx | — | -19.4K | 5,300 | -79% | — |
| D | 2022-03-15 | 2022-03-14 | LXFR | Maskara Alok | CEO, Dir | A - Grant | — | +30.0K | 30.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-03-14 | M | A | 5,787 | — | 256,943 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 2 | Common | Ordinary Shares | 2022-03-14 | M | A | 4,770 | — | 258,835 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 3 | Common | Ordinary Shares | 2022-03-14 | F | D | 2,372 | $19.51 | 256,463 | D | — | — | |
| 4 | Common | Ordinary Shares | 2022-03-13 | F | D | 4,413 | $19.51 | 251,156 | D | — | — | |
| 5 | Common | Ordinary Shares | 2022-03-13 | M | A | 8,876 | — | 255,569 | D | — | — | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
| 6 | Common | Ordinary Shares | 2022-03-14 | F | D | 2,878 | $19.51 | 254,065 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-03-14 | M | D | 4,770 | — | 4,770 | D | — · — to — | 4,770 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F4) Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023. |
| 8 | Derivative | Restricted Stock Units | 2022-03-13 | M | D | 8,876 | — | 16,700 | D | — · — to — | 8,876 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F2) The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 9 | Derivative | Restricted Stock Units | 2022-03-14 | M | D | 5,787 | — | 5,300 | D | — · — to — | 5,787 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F3) The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
| 10 | Derivative | Restricted Stock Units | 2022-03-14 | A | A | 30,000 | — | 30,000 | D | — · — to — | 30,000 Ordinary Shares | (F1) Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. (F5) The Restricted Stock Units vest in four equal installments beginning on March 14, 2023. |