Form 4 for SYF Synchrony Financial
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001601712-21-000262 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-03 | 2021-09-01 | SYF | Whynott Paul | See remarks | M - OptEx | $29.79 | +23.5K | 72.4K | +48% | +$701.1K |
| DM | 2021-09-03 | 2021-09-01 | SYF | Whynott Paul | See remarks | S - Sale+OE | $49.09 | -23.5K | 58.9K | -29% | -$1.16M |
| DM | 2021-09-03 | 2021-09-01 | SYF | Whynott Paul | See remarks | M - OptEx | $0.00 | -23.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | M | A | 10,007 | $30.41 | 68,905 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-01 | S | D | 10,007 | $49.09 | 58,898 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-01 | M | A | 13,527 | $29.33 | 72,425 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-01 | S | D | 13,527 | $49.09 | 58,898 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-09-01 | M | D | 13,527 | $0.00 | 0 | D | $29.33 · — to 2026-04-01 | 13,527 Common Stock | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. (F3) The reporting person was awarded 13,527 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-09-01 | M | D | 10,007 | $0.00 | 0 | D | $30.41 · — to 2025-04-01 | 10,007 Common Stock | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. (F2) The reporting person was awarded 10,007 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. |