Form 4 for SYF Synchrony Financial
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001601712-21-000263 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-03 | 2021-09-01 | SYF | Howse Curtis | See remarks | M - OptEx | $27.89 | +32.0K | 75.8K | +73% | +$893.5K |
| DM | 2021-09-03 | 2021-09-01 | SYF | Howse Curtis | See remarks | S - Sale+OE | $49.09 | -42.0K | 54.2K | -44% | -$2.06M |
| DM | 2021-09-03 | 2021-09-01 | SYF | Howse Curtis | See remarks | M - OptEx | $0.00 | -32.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | M | A | 11,852 | $29.33 | 76,049 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-01 | S | D | 8,577 | $49.09 | 64,197 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-01 | M | A | 8,577 | $30.41 | 72,774 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-01 | S | D | 11,610 | $49.09 | 64,197 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-01 | M | A | 11,610 | $24.55 | 75,807 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-01 | S | D | 11,852 | $49.09 | 64,197 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-01 | S | D | 10,000 | $49.09 | 54,197 | D | — | — | |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-09-01 | M | D | 11,610 | $0.00 | 0 | D | $24.55 · — to 2024-09-17 | 11,610 Common Stock | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021. (F2) The reporting person was awarded 11,610 employee stock options on September 17, 2014, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-09-01 | M | D | 8,577 | $0.00 | 0 | D | $30.41 · — to 2025-04-01 | 8,577 Common Stock | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021. (F3) The reporting person was awarded 8,577 employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2021-09-01 | M | D | 11,852 | $0.00 | 0 | D | $29.33 · — to 2026-04-01 | 11,852 Common Stock | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021. (F4) The reporting person was awarded 11,852 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. |