Form 4 for SYF Synchrony Financial

Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001601712-21-000266 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-09-03	2021-09-01	SYF	KEANE MARGARET M	See remarks, Dir	M - OptEx	$29.33	+118.1K	914.3K	+15%	+$3.46M
DM	2021-09-03	2021-09-01	SYF	KEANE MARGARET M	See remarks, Dir	S - Sale+OE	$49.11	-145.7K	768.5K	-16%	-$7.16M
D	2021-09-03	2021-09-01	SYF	KEANE MARGARET M	See remarks, Dir	M - OptEx	$0.00	-118.1K	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-01	M	A	118,087	$29.33	914,287	D	—	—
2	Common	Common Stock	2021-09-01	S	D	118,087	$49.09	796,200	D	—	—	(F2) This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
3	Common	Common Stock	2021-09-01	S	D	27,660	$49.18	768,540	D	—	—	(F2) This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request.
4	Derivative	Common Stock	2021-09-01	M	D	118,087	$0.00	0	D	$29.33 · — to 2026-04-01	118,087 Common Stock	(F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 22, 2021. (F3) The reporting person was awarded 118,087 employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.