Form 4 for SYF Synchrony Financial
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001601712-23-000069 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | SYF | MOTHNER JONATHAN S | See remarks | A - Grant | $35.98 | +27.5K | 172.2K | +19% | +$990.0K | |
| 2023-03-03 | 2023-03-01 | SYF | MOTHNER JONATHAN S | See remarks | F - Tax | $35.98 | -10.3K | 161.9K | -6% | -$371.3K | |
| 2023-03-03 | 2023-03-02 | SYF | MOTHNER JONATHAN S | See remarks | G - Gift | $0.00 | -3,500 | 143.4K | -2% | $0 | |
| 2023-03-03 | 2023-03-02 | SYF | MOTHNER JONATHAN S | See remarks | S - Sale | $35.48 | -15.0K | 146.9K | -9% | -$532.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 27,516 | $35.98 | 172,200 | D | — | — | (F1) Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 10,319 | $35.98 | 161,881 | D | — | — | (F2) Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. No investment decision was made by the reporting person in connection with the withholding. |
| 3 | Common | Common Stock | 2023-03-02 | G | D | 3,500 | $0.00 | 143,381 | D | — | — | (F3) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2023. (F4) Represents shares that the reporting person donated as a gift to a donor advised fund. |
| 4 | Common | Common Stock | 2023-03-02 | S | D | 15,000 | $35.48 | 146,881 | D | — | — | (F3) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2023. |