Form 4 for SYF Synchrony Financial
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001601712-24-000112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | SYF | Juel Carol | See remarks | F - Tax | $41.05 | -13.6K | 77.8K | -15% | -$558.1K |
| DM | 2024-03-05 | 2024-03-05 | SYF | Juel Carol | See remarks | M - OptEx | $29.76 | +28.6K | 126.8K | +29% | +$851.6K |
| D | 2024-03-05 | 2024-03-05 | SYF | Juel Carol | See remarks | S - Sale+OE | $40.50 | -71.5K | 66.7K | -52% | -$2.90M |
| D | 2024-03-05 | 2024-03-01 | SYF | Juel Carol | See remarks | A - Grant | $41.05 | +31.8K | 109.6K | +41% | +$1.31M |
| DM | 2024-03-05 | 2024-03-05 | SYF | Juel Carol | See remarks | M - OptEx | $0.00 | -28.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | F | D | 13,596 | $41.05 | 77,800 | D | — | — | (F1) Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. No investment decision was made by the reporting person in connection with the withholding. |
| 2 | Common | Common Stock | 2024-03-05 | M | A | 11,436 | $30.41 | 138,204 | D | — | — | (F3) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. |
| 3 | Common | Common Stock | 2024-03-05 | S | D | 71,496 | $40.50 | 66,708 | D | — | — | (F3) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. |
| 4 | Common | Common Stock | 2024-03-01 | A | A | 31,791 | $41.05 | 109,591 | D | — | — | (F2) Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. |
| 5 | Common | Common Stock | 2024-03-05 | M | A | 17,177 | $29.33 | 126,768 | D | — | — | (F3) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-03-05 | M | D | 11,436 | $0.00 | 0 | D | $30.41 · — to 2025-04-01 | 11,436 Common Stock | (F3) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. (F5) The reporting person was awarded employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2024-03-05 | M | D | 17,177 | $0.00 | 0 | D | $29.33 · — to 2026-04-01 | 17,177 Common Stock | (F3) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. (F4) The reporting person was awarded employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. |