Form 4 for SYF Synchrony Financial
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001601712-24-000122 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-19 | 2024-03-15 | SYF | Schaller Bart | See remarks | S - Sale+OE | $42.82 | -61.8K | 50.8K | -55% | -$2.65M |
| DM | 2024-03-19 | 2024-03-15 | SYF | Schaller Bart | See remarks | M - OptEx | $29.79 | +15.1K | 112.5K | +16% | +$449.9K |
| DM | 2024-03-19 | 2024-03-15 | SYF | Schaller Bart | See remarks | M - OptEx | $0.00 | -15.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | S | D | 61,781 | $42.82 | 50,757 | D | — | — | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. |
| 2 | Common | Common Stock | 2024-03-15 | M | A | 6,422 | $30.41 | 103,857 | D | — | — | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. |
| 3 | Common | Common Stock | 2024-03-15 | M | A | 8,681 | $29.33 | 112,538 | D | — | — | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2024-03-15 | M | D | 6,422 | $0.00 | 0 | D | $30.41 · — to 2025-04-01 | 6,422 Common Stock | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. (F2) The reporting person was awarded employee stock options on April 1, 2015, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-03-15 | M | D | 8,681 | $0.00 | 0 | D | $29.33 · — to 2026-04-01 | 8,681 Common Stock | (F1) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2023. (F3) The reporting person was awarded employee stock options on April 1, 2016, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. |