Form 4 for RXRX RECURSION PHARMACEUTICALS, INC.
Accepted 2024-03-08 00:00:00 ET · period of report 2024-03-06 · accession 0001601830-24-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-03-08 | 2024-03-06 | RXRX | Gibson Christopher | CEO, Dir | S - Sale+OE | $11.55 | -25.0K | 0 | -100% | -$288.8K |
| DMI | 2024-03-08 | 2024-03-06 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | +25.0K | 4,000 | New | $0 |
| D | 2024-03-08 | 2024-03-06 | RXRX | Gibson Christopher | CEO, Dir | G - Gift | $0.00 | -10.0K | 1.10M | -0.9% | $0 |
| DM | 2024-03-08 | 2024-03-06 | RXRX | Gibson Christopher | CEO, Dir | M - OptEx | $4.42 | +39.9K | 1.14M | +4% | +$176.4K |
| D | 2024-03-08 | 2024-03-06 | RXRX | Gibson Christopher | CEO, Dir | S - Sale+OE | $11.86 | -36.3K | 1.11M | -3% | -$430.7K |
| D | 2024-03-08 | 2024-03-06 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | +10.0K | 1.11M | +0.9% | $0 |
| DM | 2024-03-08 | 2024-03-06 | RXRX | Gibson Christopher | CEO, Dir | M - OptEx | $0.00 | -39.9K | 312.5K | -11% | $0 |
| DMI | 2024-03-08 | 2024-03-06 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | -25.0K | 117.9K | -17% | $0 |
| D | 2024-03-08 | 2024-03-06 | RXRX | Gibson Christopher | CEO, Dir | C - Cnv Deriv | $0.00 | -10.0K | 6.46M | -0.2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-06 | S | D | 1,000 | $11.56 | 0 | I | — | — | (F10) This transaction was executed in multiple trades at prices ranging from $11.23 to $12.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 2 | Common | Class A Common Stock | 2024-03-06 | C | A | 1,000 | $0.00 | 1,000 | I | — | — | |
| 3 | Common | Class A Common Stock | 2024-03-06 | S | D | 20,000 | $11.55 | 0 | I | — | — | (F8) This transaction was executed in multiple trades at prices ranging from $11.22 to $12.09. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 4 | Common | Class A Common Stock | 2024-03-06 | C | A | 20,000 | $0.00 | 20,000 | I | — | — | |
| 5 | Common | Class A Common Stock | 2024-03-06 | S | D | 4,000 | $11.56 | 0 | I | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $11.32 to $12.12. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Common | Class A Common Stock | 2024-03-06 | C | A | 4,000 | $0.00 | 4,000 | I by Gibson Family Trust | — | — | (F9) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |
| 7 | Common | Class A Common Stock | 2024-03-06 | G | D | 10,000 | $0.00 | 1,104,919 | D by LAHWRAN-3 LLC | — | — | (F5) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| 8 | Common | Class A Common Stock | 2024-03-06 | M | A | 8,674 | $11.40 | 1,144,843 | D By LAHWRAN-4 LLC | — | — | (F7) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| 9 | Common | Class A Common Stock | 2024-03-06 | S | D | 36,319 | $11.86 | 1,108,524 | D by Gibson Family Trust | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $11.24 to $12.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. (F9) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |
| 10 | Common | Class A Common Stock | 2024-03-06 | M | A | 31,250 | $2.48 | 1,136,169 | D By LAHWRAN-4 LLC | — | — | (F7) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. |
| 11 | Common | Class A Common Stock | 2024-03-06 | C | A | 10,000 | $0.00 | 1,114,919 | D by LAHWRAN-3 LLC | — | — | (F5) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. |
| 12 | Derivative | Stock Option (Right to Buy) | 2024-03-06 | M | D | 8,674 | $0.00 | 399,002 | D by LAHWRAN-4 LLC | $11.40 · — to 2032-02-04 | 8,674 Class A Common Stock | (F7) The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager. (F12) The option, originally for 416,350 shares, vested as to one forty-eighth (1/48th) of the shares subject to the option on March 1, 2022, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter. |
| 13 | Derivative | Class B Common Stock | 2024-03-06 | C | D | 4,000 | $0.00 | 511,000 | I | $0.00 · — to — | 4,000 Class A Common Stock | (F13) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 14 | Derivative | Class B Common Stock | 2024-03-06 | C | D | 20,000 | $0.00 | 388,000 | I | $0.00 · — to — | 20,000 Class A Common Stock | (F13) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 15 | Derivative | Class B Common Stock | 2024-03-06 | C | D | 10,000 | $0.00 | 6,461,496 | D by Gibson Family Trust | $0.00 · — to — | 10,000 Class A Common Stock | (F9) The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. (F13) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 16 | Derivative | Class B Common Stock | 2024-03-06 | C | D | 1,000 | $0.00 | 117,875 | I | $0.00 · — to — | 1,000 Class A Common Stock | (F13) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 17 | Derivative | Stock Option (Right to Buy) | 2024-03-06 | M | D | 31,250 | $0.00 | 312,500 | D by LAHWRAN-3 LLC | $2.48 · — to 2030-12-30 | 31,250 Class A Common Stock | (F5) The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager. (F11) The option, originally for 1,500,000 shares, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter. |