Form 4 for LIDR AEye, Inc.
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001604192-22-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-12-19 | 2022-12-15+ | LIDR | Dunn Timothy J | Dir | P - Purchase | $0.766 | +5,000 | 27.5K | +22% | +$3,830 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-16 | P | A | 1,000 | $0.79 | 28,514 | I Dunn Family Trust U/A/D 07/10/2001 | — | — | (F2) The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee. |
| 2 | Common | Common Stock | 2022-12-15 | P | A | 4,000 | $0.76 | 27,514 | I Dunn Family Trust U/A/D 07/10/2001 | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $0.7501 to $0.7674. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee. |