Form 4 for KE Kimball Electronics, Inc.
Accepted 2023-08-31 00:00:00 ET · period of report 2023-08-29 · accession 0001606757-23-000051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-31 | 2023-08-29 | KE | Baumann Adam M | CAO | M - OptEx | $0.00 | +374 | 2,228 | +20% | $0 |
| D | 2023-08-31 | 2023-08-29 | KE | Baumann Adam M | CAO | F - Tax | $29.20 | -1,047 | 3,301 | -24% | -$30.6K |
| D | 2023-08-31 | 2023-08-29 | KE | Baumann Adam M | CAO | A - Grant | $0.00 | +2,120 | 4,348 | +95% | $0 |
| D | 2023-08-31 | 2023-08-29 | KE | Baumann Adam M | CAO | M - OptEx | $0.00 | -374 | 748 | -33% | $0 |
| D | 2023-08-31 | 2023-08-29 | KE | Baumann Adam M | CAO | A - Grant | $0.00 | +1,019 | 1,767 | +136% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-29 | M | A | 374 | $0.00 | 2,228 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-29 | F | D | 1,047 | $29.20 | 3,301 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-29 | A | A | 2,120 | $0.00 | 4,348 | D | — | — | (F1) Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. |
| 4 | Derivative | Restricted Shares | 2023-08-29 | M | D | 374 | $0.00 | 748 | D | $0.00 · — to — | 374 Common Stock | (F3) Represents Restricted Shares granted in prior years that vested on 8/29/2023 (374 shares). |
| 5 | Derivative | Restricted Shares | 2023-08-29 | A | A | 1,019 | $0.00 | 1,767 | D | $0.00 · — to — | 1,019 Common Stock | (F6) Not Applicable. (F7) Represents cumulative Restricted Shares that vest August 2024 (714 shares), August 2025 (714 shares), and August 2026 (339 shares). (F4) Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (340 shares), August 2025 (340 shares), and August 2026 (339 shares). (F5) The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. |