Form 4 for OPAL OPAL Fuels Inc.
Accepted 2023-10-05 00:00:00 ET · period of report 2023-10-03 · accession 0001607318-23-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-05 | 2023-10-03 | OPAL | Anthony Ann T | CFO | M - OptEx | — | +25.0K | 31.8K | +365% | — |
| D | 2023-10-05 | 2023-10-03 | OPAL | Anthony Ann T | CFO | F - Tax | $7.90 | -9,012 | 22.8K | -28% | -$71.2K |
| D | 2023-10-05 | 2023-10-03 | OPAL | Anthony Ann T | CFO | M - OptEx | $0.00 | -25.0K | 82.5K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2023-10-03 | M | A | 25,000 | — | 31,843 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A common stock. This transaction represents the settlement of restricted stock units in shares of Class A common stock on their scheduled vesting date. |
| 2 | Common | Class A common stock | 2023-10-03 | F | D | 9,012 | $7.90 | 22,831 | D | — | — | (F2) Represents the shares held by the Company to satisfy tax withholding requirements on vesting of restricted units. The total value of securities withheld was based on a price of $7.90 per share, the closing price of the Class A common stock on October 3, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-10-03 | M | D | 25,000 | $0.00 | 82,498 | D | — · — to — | 25,000 Class A common stock | (F1) Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A common stock. This transaction represents the settlement of restricted stock units in shares of Class A common stock on their scheduled vesting date. (F3) 25,000 restricted stock units were awarded on October 4, 2022. This award vested in full on October 3, 2023. 82,498 restricted stock units were awarded on March 31, 2023 of which 32,880 restricted stock units are scheduled to vest on each March 31, 2024 and March 31, 2025 and 16,738 restricted stock units are scheduled to vest on March 31, 2026, provided that the Reporting Person remains in continuous service on the vesting date. |