Form 4 for NTRS Northern Trust
Accepted 2025-11-05 00:00:00 ET · period of report 2025-11-04 · accession 0001607570-25-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-11-05 | 2025-11-04 | NTRS | Levy Susan Cohen | EVP, GC | S - Sale+OE | $128.13 | -27.6K | 48.3K | -36% | -$3.54M |
| D | 2025-11-05 | 2025-11-04 | NTRS | Levy Susan Cohen | EVP, GC | M - OptEx | $58.25 | +27.6K | 75.8K | +57% | +$1.61M |
| D | 2025-11-05 | 2025-11-04 | NTRS | Levy Susan Cohen | EVP, GC | M - OptEx | $0.00 | -27.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-04 | S | D | 20,414 | $127.92 | 55,434 | D | — | — | (F5) Price reflects the weighted average sales price from $127.49 to $128.49. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. (F1) Includes 15,807 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F2) Reflects the August 11, 2025 transfer of 12,795 shares directly held by the reporting person into the reporting person's existing irrevocable trust. |
| 2 | Common | Common Stock | 2025-11-04 | S | D | 7,177 | $128.74 | 48,257 | D | — | — | (F6) Price reflects the weighted average sales price from $128.50 to $129.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. (F1) Includes 15,807 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Common | Common Stock | 2025-11-04 | M | A | 27,591 | $58.25 | 75,848 | D | — | — | (F1) Includes 15,807 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F4) On September 3, 2025, the reporting person's 2024 GRAT distributed 17,700 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument. (F3) On September 3, 2025, the reporting person's 2023 grantor retained annuity trust ("GRAT") distributed 14,750 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument. (F2) Reflects the August 11, 2025 transfer of 12,795 shares directly held by the reporting person into the reporting person's existing irrevocable trust. |
| 4 | Derivative | Employee Stock Option (right-to-buy) | 2025-11-04 | M | D | 27,591 | $0.00 | 0 | D | $58.25 · — to 2026-02-16 | 27,591 Common Stock | (F9) This option became exercisable in four equal annual installments beginning 2/16/2017. |