Form 4 for BAFN BayFirst Financial Corp.
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-04 · accession 0001607793-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-08 | 2022-03-04 | BAFN | Houvardas Trifon | Dir | D - Sale to Iss | $0.00 | -925 | 0 | -100% | $0 |
| DM | 2022-03-08 | 2022-03-04 | BAFN | Houvardas Trifon | Dir | D - Sale to Iss | $0.00 | -5,100 | 1,250 | -80% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-04 | D | D | 925 | $0.00 | 0 | D | — | — | |
| 2 | Derivative | Option (Right to Buy) | 2022-03-04 | D | D | 1,300 | $0.00 | 2,600 | D | $14.67 · — to 2029-03-15 | 1,300 Common Stock | (F1) Options were granted 3/15/2019, vest in three annual installments on the anniversary date of the grant. (F2) The vested options will expire on 3/4/2023. |
| 3 | Derivative | Option (Right to Buy) | 2022-03-04 | D | D | 1,300 | $0.00 | 2,600 | D | $15.67 · — to 2030-01-15 | 1,300 Common Stock | (F3) Options were granted 1/15/2020, vest in three annual installments on the anniversary date of the grant. (F2) The vested options will expire on 3/4/2023. |
| 4 | Derivative | Option (Right to Buy) | 2022-03-04 | D | D | 2,500 | $0.00 | 1,250 | D | $14.67 · — to 2031-01-14 | 2,500 Common Stock | (F4) Options were granted 1/14/2021, vest in three annual installments on the anniversary date of the grant. (F2) The vested options will expire on 3/4/2023. |