Form 4 for NMRA Neumora Therapeutics, Inc.
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-19 · accession 0001610717-23-000289 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-19 | 2023-09-19 | NMRA | AMGEN INC | 10% | C - Cnv Deriv | — | +33.60M | 33.60M | New | — |
| D | 2023-09-19 | 2023-09-19 | NMRA | AMGEN INC | 10% | P - Purchase | $17.00 | +1.76M | 35.37M | +5% | +$30.00M |
| DM | 2023-09-19 | 2023-09-19 | NMRA | AMGEN INC | 10% | C - Cnv Deriv | — | -33.60M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-19 | C | A | 33,603,948 | — | 33,603,948 | D | — | — | (F1) The shares of Series A-2 Preferred Stock and Series B Preferred Stock of the Issuer automatically converted on a 1-for-1 basis into Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering. |
| 2 | Common | Common Stock | 2023-09-19 | P | A | 1,764,705 | $17.00 | 35,368,653 | D | — | — | |
| 3 | Derivative | Series B Preferred Stock | 2023-09-19 | C | D | 849,657 | — | 0 | D | — · — to — | 849,657 Common Stock | (F1) The shares of Series A-2 Preferred Stock and Series B Preferred Stock of the Issuer automatically converted on a 1-for-1 basis into Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering. |
| 4 | Derivative | Series A-2 Preferred Stock | 2023-09-19 | C | D | 32,754,291 | — | 0 | D | — · — to — | 32,754,291 Common Stock | (F1) The shares of Series A-2 Preferred Stock and Series B Preferred Stock of the Issuer automatically converted on a 1-for-1 basis into Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering. |