Form 4 for CDXS CODEXIS, INC.
Accepted 2025-11-17 00:00:00 ET · period of report 2025-11-13 · accession 0001610717-25-000382 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-17 | 2025-11-13 | CDXS | MOORE ALISON | Pres, CEO | A - Grant | $0.00 | +85.0K | 254.3K | +50% | $0 |
| D | 2025-11-17 | 2025-11-13 | CDXS | MOORE ALISON | Pres, CEO | A - Grant | $0.00 | +500.0K | 500.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-13 | A | A | 85,000 | $0.00 | 254,332 | D | — | — | (F1) These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates. (F2) Includes 145,208 restricted stock units. |
| 2 | Derivative | Stock Option (Right to Buy) | 2025-11-13 | A | A | 500,000 | $0.00 | 500,000 | D | $1.63 · — to 2035-11-13 | 500,000 Common Stock | (F3) This option vests and becomes exercisable with respect to 25% of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/48th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates. |