Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-11-07 00:00:00 ET · period of report 2025-11-05 · accession 0001613438-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-07 | 2025-11-05 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $27.16 | -1.13M | 11.35M | -9% | -$30.79M |
| D | 2025-11-07 | 2025-11-05 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +2.14M | 12.48M | +21% | — |
| D | 2025-11-07 | 2025-11-05 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -2.14M | 4.29M | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-05 | F | D | 1,133,722 | $27.16 | 11,347,906 | D | — | — | (F3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person. |
| 2 | Common | Common Stock | 2025-11-05 | M | A | 2,142,859 | — | 12,481,628 | D | — | — | (F1) Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. (F2) PSUs convert into common stock on a one-for-one basis. |
| 3 | Derivative | Performance Stock Units | 2025-11-05 | M | D | 2,142,859 | $0.00 | 4,285,719 | D | — · — to — | 2,142,859 Common Stock | (F1) Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. |