Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-12-17 00:00:00 ET · period of report 2025-12-15 · accession 0001613438-25-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-17 | 2025-12-15 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +576.9K | 11.92M | +5% | — |
| D | 2025-12-17 | 2025-12-15 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $27.28 | -305.3K | 11.62M | -3% | -$8.33M |
| DM | 2025-12-17 | 2025-12-15 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -576.9K | 1.39M | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-15 | M | A | 559,716 | — | 11,907,622 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2025-12-15 | M | A | 17,134 | — | 11,924,756 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2025-12-15 | F | D | 305,304 | $27.28 | 11,619,452 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 4 | Derivative | Restricted Stock Unit | 2025-12-15 | M | D | 17,134 | $0.00 | 976,582 | D | — · — to — | 17,134 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 5 | Derivative | Restricted Stock Unit | 2025-12-15 | M | D | 559,716 | $0.00 | 1,394,974 | D | — · — to — | 559,716 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024. |