Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-03-18 00:00:00 ET · period of report 2026-03-16 · accession 0001613438-26-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-18 | 2026-03-16 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +459.8K | 12.16M | +4% | — |
| D | 2026-03-18 | 2026-03-16 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $17.76 | -249.0K | 11.92M | -2% | -$4.42M |
| DM | 2026-03-18 | 2026-03-16 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -459.8K | 1.09M | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-16 | M | A | 305,651 | — | 12,010,003 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2026-03-16 | F | D | 249,004 | $17.76 | 11,915,196 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 3 | Common | Common Stock | 2026-03-16 | M | A | 154,197 | — | 12,164,200 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 4 | Derivative | Restricted Stock Unit | 2026-03-16 | M | D | 154,197 | $0.00 | 822,385 | D | — · — to — | 154,197 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 5 | Derivative | Restricted Stock Unit | 2026-03-16 | M | D | 305,651 | $0.00 | 1,089,323 | D | — · — to — | 305,651 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024. |