Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-06-17 20:01:44 ET · period of report 2026-06-15 · accession 0001613438-26-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-06-17 20:01 | 2026-06-15 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +345.6K | 12.31M | +3% | — |
| D | 2026-06-17 20:01 | 2026-06-15 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $16.58 | -187.0K | 12.12M | -2% | -$3.10M |
| DM | 2026-06-17 20:01 | 2026-06-15 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -345.6K | 827.9K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-15 | M | A | 136,165 | — | 12,096,672 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2026-06-15 | M | A | 154,198 | — | 12,250,870 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2026-06-15 | M | A | 55,190 | — | 12,306,060 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 4 | Common | Common Stock | 2026-06-15 | F | D | 187,018 | $16.58 | 12,119,042 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 5 | Derivative | Restricted Stock Unit | 2026-06-15 | M | D | 136,165 | $0.00 | 953,158 | D | — · — to — | 136,165 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. |
| 6 | Derivative | Restricted Stock Unit | 2026-06-15 | M | D | 154,198 | $0.00 | 668,187 | D | — · — to — | 154,198 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 7 | Derivative | Restricted Stock Unit | 2026-06-15 | M | D | 55,190 | $0.00 | 827,859 | D | — · — to — | 55,190 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. |