Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-09-16 19:43:47 ET · period of report 2026-09-14 · accession 0001613438-26-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-16 19:43 | 2026-09-14 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | — | +345.6K | 12.46M | +3% | — |
| D | 2026-09-16 19:43 | 2026-09-14 | SOFI | Noto Anthony | CEO, Dir | F - Tax | $17.32 | -188.3K | 12.28M | -2% | -$3.26M |
| DM | 2026-09-16 19:43 | 2026-09-14 | SOFI | Noto Anthony | CEO, Dir | M - OptEx | $0.00 | -345.6K | 772.7K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-14 | M | A | 136,166 | — | 12,255,208 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2026-09-14 | M | A | 154,197 | — | 12,409,405 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2026-09-14 | M | A | 55,191 | — | 12,464,596 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 4 | Common | Common Stock | 2026-09-14 | F | D | 188,259 | $17.32 | 12,276,337 | D | — | — | (F2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
| 5 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 136,166 | $0.00 | 816,992 | D | — · — to — | 136,166 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024. |
| 6 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 154,197 | $0.00 | 513,990 | D | — · — to — | 154,197 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 7 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 55,191 | $0.00 | 772,668 | D | — · — to — | 55,191 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. |