Form 4 for NTAP NetApp
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-15 · accession 0001614094-21-000053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-17 | 2021-08-15 | NTAP | CERNUDA CESAR | Pres | F - Tax | $82.28 | -18.3K | 86.7K | -17% | -$1.50M |
| DM | 2021-08-17 | 2021-08-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | +76.1K | 72.3K | New | $0 |
| DM | 2021-08-17 | 2021-08-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | -76.1K | 64.5K | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-15 | F | D | 8,297 | $82.28 | 63,976 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-15 | M | A | 11,525 | $0.00 | 98,273 | D | — | — | (F1) Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. |
| 3 | Common | Common Stock | 2021-08-15 | F | D | 2,766 | $82.28 | 95,507 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-15 | F | D | 7,191 | $82.28 | 86,748 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-15 | M | A | 29,963 | $0.00 | 93,939 | D | — | — | (F1) Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. |
| 6 | Common | Common Stock | 2021-08-15 | M | A | 34,573 | $0.00 | 72,273 | D | — | — | (F1) Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. |
| 7 | Derivative | Restricted Stock Unit | 2021-08-15 | M | D | 29,963 | $0.00 | 76,062 | D | $0.00 · 2021-08-15 to 2027-08-16 | 29,963 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F4) On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. |
| 8 | Derivative | Restricted Stock Unit | 2021-08-15 | M | D | 34,573 | $0.00 | 106,025 | D | $0.00 · 2021-08-15 to 2027-08-16 | 34,573 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. |
| 9 | Derivative | Restricted Stock Unit | 2021-08-15 | M | D | 11,525 | $0.00 | 64,537 | D | $0.00 · 2021-08-15 to 2027-08-16 | 11,525 Common Stock | (F1) Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. (F2) Restricted stock units convert into common stock on a one-for-one basis. (F5) On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date. |