Form 4 for NTAP NetApp

Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-09 · accession 0001614094-21-000064 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-09-13	2021-09-09	NTAP	Ahuja Deepak	Dir	M - OptEx	$0.00	+5,634	10.1K	+126%	$0
D	2021-09-13	2021-09-09	NTAP	Ahuja Deepak	Dir	M - OptEx	$0.00	-5,634	0	-100%	$0
D	2021-09-13	2021-09-10	NTAP	Ahuja Deepak	Dir	A - Grant	$0.00	+2,707	2,707	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-09	M	A	5,634	$0.00	10,107	D	—	—
2	Derivative	Restricted Stock Unit	2021-09-09	M	D	5,634	$0.00	0	D	$0.00 · 2021-09-09 to —	5,634 Common Stock	(F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
3	Derivative	Restricted Stock Unit	2021-09-10	A	A	2,707	$0.00	2,707	D	$0.00 · 2022-09-08 to —	2,707 Common Stock	(F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On September 10, 2021, the reporting person was granted 2,707 restricted stock units. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (ii) date on which a Change of Control occurs.