Form 4 for NTAP NetApp
Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-09 · accession 0001614094-21-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-13 | 2021-09-09 | NTAP | HELD GERALD | Dir | M - OptEx | $0.00 | +5,634 | 20.4K | +38% | $0 |
| D | 2021-09-13 | 2021-09-09 | NTAP | HELD GERALD | Dir | M - OptEx | $0.00 | -5,634 | 38.2K | -13% | $0 |
| D | 2021-09-13 | 2021-09-10 | NTAP | HELD GERALD | Dir | A - Grant | $0.00 | +2,707 | 40.9K | +7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | M | A | 5,634 | $0.00 | 20,384 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2021-09-09 | M | D | 5,634 | $0.00 | 38,176 | D | $0.00 · 2021-09-09 to — | 5,634 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. |
| 3 | Derivative | Restricted Stock Unit | 2021-09-10 | A | A | 2,707 | $0.00 | 40,883 | D | $0.00 · 2022-09-08 to — | 2,707 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. |