Form 4 for NTAP NetApp

Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-09 · accession 0001614094-21-000068 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2021-09-13	2021-09-09	NTAP	NEVENS THOMAS MICHAEL	Dir	M - OptEx	$0.00	+7,324	24.1K	+44%	$0
D	2021-09-13	2021-09-09	NTAP	NEVENS THOMAS MICHAEL	Dir	M - OptEx	$0.00	-7,324	0	-100%	$0
D	2021-09-13	2021-09-10	NTAP	NEVENS THOMAS MICHAEL	Dir	A - Grant	$0.00	+3,520	3,520	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-09	M	A	7,324	$0.00	24,084	I by Trust	—	—	(F1) Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997.
2	Derivative	Restricted Stock Unit	2021-09-09	M	D	7,324	$0.00	0	D	$0.00 · 2021-09-09 to —	7,324 Common Stock	(F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date
3	Derivative	Restricted Stock Unit	2021-09-10	A	A	3,520	$0.00	3,520	D	$0.00 · 2022-09-08 to —	3,520 Common Stock	(F2) Restricted stock units convert into common stock on a one-for-one basis. (F4) On September 10, 2021, the reporting person was granted 3,520 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.