Form 4 for NTAP NetApp
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001614094-22-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-17 | 2022-02-15 | NTAP | Anderson Brad | EVP, Hybrid Cloud Group | F - Tax | $90.47 | -8,002 | 77.5K | -9% | -$723.9K |
| DM | 2022-02-17 | 2022-02-15 | NTAP | Anderson Brad | EVP, Hybrid Cloud Group | M - OptEx | $0.00 | +21.9K | 79.4K | +38% | $0 |
| DM | 2022-02-17 | 2022-02-15 | NTAP | Anderson Brad | EVP, Hybrid Cloud Group | M - OptEx | $0.00 | -21.9K | 16.6K | -57% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | F | D | 4,421 | $90.47 | 75,043 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-15 | M | A | 3,825 | $0.00 | 81,299 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-15 | M | A | 13,750 | $0.00 | 79,464 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-15 | F | D | 1,679 | $90.47 | 79,620 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-15 | M | A | 4,333 | $0.00 | 79,376 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-15 | F | D | 1,902 | $90.47 | 77,474 | D | — | — | |
| 7 | Derivative | Restricted Stock Unit | 2022-02-15 | M | D | 4,333 | $0.00 | 15,167 | D | $0.00 · 2021-06-01 to 2027-07-01 | 4,333 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date. |
| 8 | Derivative | Restricted Stock Unit | 2022-02-15 | M | D | 13,750 | $0.00 | 0 | D | $0.00 · 2019-02-15 to 2025-02-23 | 13,750 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) On February 23, 2018, the reporting person was granted 55,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2019 and subject to continued service on each applicable vesting date. |
| 9 | Derivative | Restricted Stock Unit | 2022-02-15 | M | D | 3,825 | $0.00 | 16,575 | D | $0.00 · 2022-05-15 to 2028-07-01 | 3,825 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) On July 1, 2021, the reporting person was granted 20,400 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. In connection with Mr. Anderson's retirement and under the terms of the grant agreement, represents vesting of the number of RSUs that would have vested on the next scheduled vesting date but pro-rated based on the number of completed months of service since the most recent vesting date. |