Form 4 for CBUS Cibus, Inc.
Accepted 2021-07-28 00:00:00 ET · period of report 2021-07-27 · accession 0001615594-21-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-28 | 2021-07-27 | CBUS | Carr Michael A. | Pres, CEO, Dir | A - Grant | $3.65 | +50.0K | 50.0K | New | +$182.5K |
| DM | 2021-07-28 | 2021-07-27 | CBUS | Carr Michael A. | Pres, CEO, Dir | A - Grant | $0.00 | +800.0K | 600.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-27 | A | A | 50,000 | $3.65 | 50,000 | D | — | — | (F1) The Restricted Stock Units vest as to one-third (1/3) on each of the first three anniversaries of the date of the grant. |
| 2 | Derivative | Stock Option (Right-to-Buy) | 2021-07-27 | A | A | 200,000 | $0.00 | 200,000 | D | $3.65 · 2022-07-27 to 2031-07-27 | 200,000 Common Stock | (F2) The Option vests as to one-third (1/3) on each of the first three anniversaries of the date of the grant. |
| 3 | Derivative | Performance Stock Units | 2021-07-27 | A | A | 600,000 | $0.00 | 600,000 | D | — · — to 2024-07-27 | 600,000 Common Stock | (F3) Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of Calyxt common stock. The PSUs vest upon Calyxt's common stock achieving specified prices per share for all of the trading days in any 30 consecutive calendar day period within a three year performance period. |