Form 4 for SUNE SUNation Energy, Inc.
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001615594-21-000082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-02 | SUNE | Webster Steven | Dir | M - OptEx | $3.84 | +45.0K | 15.9K | New | +$172.9K |
| DM | 2021-08-04 | 2021-08-02 | SUNE | Webster Steven | Dir | F - Tax | $7.15 | -24.2K | 22.7K | -52% | -$172.9K |
| DM | 2021-08-04 | 2021-08-02 | SUNE | Webster Steven | Dir | M - OptEx | $0.00 | -45.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 10,000 | $4.34 | 15,000 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-02 | F | D | 6,069 | $7.15 | 8,931 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-02 | M | A | 10,000 | $3.95 | 18,931 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-02 | F | D | 5,524 | $7.15 | 13,407 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-02 | F | D | 6,909 | $7.15 | 25,819 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-02 | F | D | 889 | $7.15 | 15,018 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-02 | M | A | 12,500 | $2.74 | 27,518 | D | — | — | |
| 8 | Common | Common Stock | 2021-08-02 | F | D | 4,790 | $7.15 | 22,728 | D | — | — | |
| 9 | Common | Common Stock | 2021-08-02 | M | A | 10,000 | $4.94 | 32,728 | D | — | — | |
| 10 | Common | Common Stock | 2021-08-02 | M | A | 2,500 | $2.55 | 15,907 | D | — | — | |
| 11 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 2,500 | $0.00 | 0 | D | $2.55 · — to 2025-12-12 | 2,500 Common Stock | (F3) Option fully vested on May 22, 2019 |
| 12 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 12,500 | $0.00 | 0 | D | $2.74 · — to 2026-05-22 | 12,500 Common Stock | (F4) Option fully vested on May 22, 2020 |
| 13 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 10,000 | $0.00 | 0 | D | $4.94 · — to 2027-06-17 | 10,000 Common Stock | (F5) Option fully vested on June 17, 2021 |
| 14 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 10,000 | $0.00 | 0 | D | $4.34 · — to 2024-05-24 | 10,000 Common Stock | (F1) Option fully vested on May 24, 2018 |
| 15 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 10,000 | $0.00 | 0 | D | $3.95 · — to 2025-05-23 | 10,000 Common Stock | (F2) Option fully vested on May 23, 2019 |